On February 19, 2009, US District Judge Jed Rakoff ordered the US Attorney’s Office, SDNY, to turn over Grand Jury materials to the New York Times. This is reported to be the first time that a federal judge has issued such an order. Although I have written before that federal statues dealing with Grand Jury secrecy allow for the materials to be turned over for use in "another proceeding", or in the interests of justice and case law, this ruling has expanded the definition of "another proceeding" to include congressional investigations. The procedure in the law traditionally involves a motion MADE BY THE PROSECUTOR for permission to release the info.
In the Spitzer matter, the Times is making the motion and the prosecutor is opposing it, so it is clearly outside the scheme contemplated in the Grand Jury secrecy laws. If it is indeed a case of first impression, I am not surprised that DOJ is appealing it. That is actually not a bad idea. A district court ruling has no binding effect on other courts, it is only persuasive authority. A circuit court of appeals decision would bind every district court in the 2nd Circuit (NYS, CT, VT), and would be persuasive authority in other circuits.
I would not be surprised if this case went to the Supreme Court because it represents such a radical departure from prior practice. I suspect that the case builds upon another SDNY case US v. Amodeo , 71 F.3d 1044, wherein the court found that documents expressly written to be filed under seal with the court could in fact be released (sometimes with redactions) after balancing "the role of the material at issue in the exercise of Article III judicial power and the resultant value of such information to those monitoring the federal courts." Id. at 1049 [emphasis added].
Many, and I am one of them, suspect that there may be something hinky about the Spitzer investigation. I have opined before that the publicly available information about Spitzer’s financial transactions do not show any violations of the money laundering laws, and his technical violation of the Mann Act, is barred from prosecution under existing DOJ guidelines in the US Attorney’s Manual.
Then US Attorney (and Mike Chertoff protégé), Michael Garcia, ought to have known he did not have a prosecutable case when the FBI agents first presented it. Yet, instead of declining the prosecution, his office calls up Spitzer and tells him about the evidence of Spitzer’s involvement with hookers. That’s a state crime, and outside Garcia’s then jurisdiction. Garcia had the option of referring the case to the the DA, who could then exercise his own prosecutorial discretion and decide whether to prosecute Spitzer.
The one thing Garcia did not have the right to do was call up Spitzer and blackmail him into resigning as Governor. I mean, really, did US Attorneys call up Mafia bosses or drug lords and say, "ha ha, I’m going to indict you and here is my evidence"? Of course not!
I still think Silda Wall Spitzer was right to think that they should have fought the case. Garcia obviously had nothing to charge with–or he would have indicted first and telephoned second.
As the Times’ City Room notes:
Documents like the affidavits sought by The Times generally detail the early stages of an inquiry and describe the investigative steps taken as part of the request to the judge for a wiretap order. In this instance, the government was seeking to tap the cellular phones of two people involved in the prostitution ring, the Emperor’s Club VIP.
The Times, in arguing for the release of the documents, had cited suspicions raised on liberal blogs—and even among some Republicans —that the prostitution case, which began with an investigation of Mr. Spitzer, was a politically motivated attack. Mr. Spitzer, a zealous pursuer of Wall Street wrongdoing as state attorney general, had been mentioned as a prospect for higher office.
Interestingly, Judge Rakoff was previously upheld by the 2nd Circuit Court of Appeals in New York Stock Exchange v. TheStreet.Com, in which an online news organization sought access to depositions taken in connection with a civil case that grew out of an SEC investigation and contentions that "the NYSE and four of its officers, Richard A. Grasso, Edward A. Kwalwasser, Robert J. McSeeney, and Brian McNamara (collectively, the "Officers") were aware of, and encouraged, illegal trading activities on the exchange floor." Gee, I wonder what particulars Judge Rakoff already knows about Spitzer’s Wall Street enemies?
If we here at FDL have had any hand in helping the New York Times get to the bottom of this case, well, it’s been a pleasure, and I wish the Grey lady all success in this pursuit. Certainly after what we have already learned about David Iglesias being forced from office for refusing to engage in political witch hunts, and the crazy prosecutions in Alabama, this non prosecution/political destruction of Eliot Spitzer raises many questions.
Related posts:
- Appeals Court Won’t Unseal Spitzer Wiretap Applications
- Torture: How a Review Gets to Grand Jury in Five Days or Less
- SCOTUS: Citzens United to be Re-Argued Today; Campaign Finance, Speech Rights Hang in Balance
- OLC: Grand Obstruction Party Still Obstructing Dawn Johnsen’s Nomination
- Karl Rove: That’s Why They Call It a Limited Hang-Out





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LHP!
I’ve been hoping Spitzer sees vindication…
Politicization of the Bush DoJ for purposes of destroying Democrats seems to have been a bit more wide-spread than most news organizations have been willing to admit.
Thanks for this LHP.
I have had no use for Spitzer, post-scandal.
But I’ve come to believe he was assassinated politically via illegal electronic collection.
amen!
Wasn’t that Spitzer’s technique when he was NYAG, to get plea bargains so he didn’t have to bother with real court cases?
DIGG is open Pups!
Of course it was politically motivated, after all, if it walks like a duck, quacks like a duck, and swims like a duck, it ain’t no goose.
Woohoo! The Times cited blogs? Is that a first, d’you suppose? Wow. That would surely refer in large part to your good work, lhp.
I’ve gotta say, at the time I might’ve thought such suspicions were a bit tinfoilhat-ish, but given what we know now about the banks behavior and the SEC’s lack of enforcement, etc., etc. — I’ve been wondering about the connection quite a bit.
Beautifull piece, Prof prop, thanks.
These remnants of the previous occupant must be particularly galling for the legal lions here at FDL. The work you, Marcy, Christy, bmaz and crew do on the legal stuff makes it understandable for old and slow lurkers like me. Thanks again.
Do you think the Obama DOJ is appealing because they are really looking for a binding judgment against them? Or is this more of the willingness to hide Bush era transgressions as in the state secrets cases so that the Obama Administration can avail itself of the same defenses if needed?
I didn’t follow that closely, but didn’t he actually indict them first?
Taking a plea baragin from someone you have indicted or have arrested ona criminal complaint, this makes sense.
But calling up your target to tell him he is your target when it’s pretty clear you don;t have a prosecutable case?
I also think there were political motivations for bring these charges and I have wondered why Spitzer didn’t fight this. As I recall he was investigating some wall street activities.
This reminds me of something I recently ran across that had me laughing for awhile. It’s about high class call girls’appreciation of overworked, overpaid lawyers as clients. Among other things,one says:
http://www.bitterlawyer.com/in…..?cat_id=12
They are still oly suspicions, nonetheless I think my hat quite pretty –shiny as it is
Loosehead – I think it’s Amadeo with an “a”
[edited - nope, I’m wrong]
do you have any links or specific cases in mind?
You got me. Don’t know at what stage the “take a guilty plea or I’ll smear your company all over the news forever” occurred. Guess that’s important to lawyers.
LOL–yes, you wear your shiny hat with such flair, always, lhp.
BTW the Dow closed a little lower today at 6,726.02 so the bargain hunting bounce from yesterday’s plunge did not happen.
NYMEX near crude futures closed at $41.65 up a $1.50. There is something going on there, some speculative play or outside support. Given all the bad economic news and high supplies, it should be more in the $35 area.
No, I think they are appealing (as they should) because this order invovles a radical departure from the prior practice.
You know that old saying about how “bad facts make bad law”? well good facts also tend to make good law.
This is an excellent case to establish this precedent because the facts are in stark releif. It’s agood set of facts for the court to fashion an appropriate balancing test.
Click on the links above, you will find a timeline that shows that SPitzer had a major editorial about Wall Street corruption on a day when major events happened against him.
The political and media brouhaha really made it untenable for Spitzer to stay as Governor. Look at Illinois if you want to see how it worked the other way.
But it is clear that Garcia mishandled this from beginning to end. Not just in threatening a case when he didn’t have one but in leaking it all over the place to the media.
I couldn’t understand why Spitzer did not fight the case. It certainly seemed that there was not a real crime there, as LHP notes – money laundering or a Mann Act violation. I would be surprised if they could pin that on him.
He must have been simply embarrassed that he was messing around with a hooker and didn’t want to to subject his family and the state and country to another Clinton like fiasco for months. I suppose if he believed that Paterson would carry on his policies he could slink away, no charges, mend things with his family and live the lush life. It was pretty clear he had a scarlet letter to wear henceforth. John Edwards did the same.
Pols gotta learn that you don’t do sex outside of marriage and expect that not to bring you down.
Hubris.
that’s pretty good considering the trio of bernanke, geithner and orszag who testified today.
I imagine it would also matter if Spitzer was doing this in cases where he did not have jurisdiction, as appears to have been done in this case, according to LHP.
I think Spitzer was gunning for Wall Street as well he should have been and others before him.
Let’s face it. Wall Street gets loans at 1% and people get them at 6-30% in the form of consumer credit and mortgages. And who has been irresponsible with their money? Why lots of folks ESPECIALLY WALL street. But don’t be raining on their parade.
These guys have been treated with kid gloves, been given the keys to the store, act like arrogant greedy pricks and none of them are in jail where they belong. Geithner is sitting there giving his partners in crime MORE loans at 0% or there abouts while these banks are making life hell for their customers on Main Street.
Of course it was political, Spitzer would have broken the Wall Street mess months earlier than Oct. The Bush Administration was aiming for it to break in the first months of the new Pres- whoever it was.
Didn’t OPEC reduce its output as a result of the last meeting to acheive this sort of thing
Spitz was not the most charming fella, but neither was Pataki or D’Amato or many of them. he certainly seemed competent as guv and he was after some guys who are used to feeling heat. Remember Grasso who gave himself a few hundred million as a golden parachute? hahahhahaha He was a real charmer.
Some might say “great minds think alike”, LHP, but I’ll stick with “a lot of people are thinking about the same thing now.”
Go read my diary of yesterday put up on Oxdown, on a different angle on this very matter.
I don’t pay much attention to OPEC announcements. They usually have some effect on markets for a day or two, and then someone figures out that they won’t have the promised effect.
Bottomline, they are either ineffectual or chasing the market rather than leading it.
And here is an article on that:
http://www.forbes.com/feeds/re…..ATE-2.html
ABCNews: Obama says it is a good time to buy stocks. For some reason, I find that hysterical. Which should I buy first Citi or AIG?
Well turns out it is Amodeo and here’s your cite:
http://bulk.resource.org/court……2214.html
reminds me of when greenspan advised people to get adjustable rate mortgages.
Stocks are a joke and the only ones who make out are the brokers and traders. The market has seen half the value of American companies disappear in a year or two. Where did it go? Nowhere of course because that value is BS and always was.
Don’t buy stocks. Break capitalism now.
You’re right; Spitzer wanted penalties, not taxpayer bailouts for the criminals.
************
” But the unanimous opposition of the 50 states did not deter, or even slow, the Bush administration in its goal of protecting the banks. In fact, when my office opened an investigation of possible discrimination in mortgage lending by a number of banks, the OCC filed a federal lawsuit to stop the investigation.”
The editorial appeared the day after Spitzer’s ill-fated rendezvous with the prostitute at the Mayflower Hotel. With that article, some Washington insiders believe, Spitzer signed his own political death warrant.
On March 4, 2008, Spitzer furthermore proposed legislation that would have imposed penalties for mortgage fraud and predatory lending. ”
http://www.projectcensored.org…..t-spitzer/
‘Who would you recommend buys the stocks? The millions losing their homes? The even bigger numbers losing their jobs? Maybe the tens of millions who’ve seen their pensions lose 40% in one single year should try to make up for these losses with one more brave bet?
And what would you advice they buy? What stocks are cheap, where are the potential gains to be made? Would you want to tell Americans to buy the stock of the biggest losers (in more than one sense), the AIG’s and CIti’s of the world, the companies that you have now transferred trillions of dollars to that belonged to the same Americans in the first place that you now suggest buy the shares?
How about shares in GM and Ford, who today announced sales that are down 53% and 48%, respectively, numbers that ensure unemployment for millions of additional Americans, regardless of future ingestion of government billions? You want the men and women who just lost their jobs, and likely much of their pensions, to go out and buy shares in their former employers? Is that what you want? Am I the only one around here who thinks of terms like ‘cynical’ and ‘perverted’ when I think this over? How dare you sir, how dare you? Have you no shame?”
What ever happened with the state purchasing gal in Wisconsin that was tossed in jail for political purposes? I can’t remember her name, but she made about 86K…
Hopefully we will now be rid of gulags.
I know who you are talking about. I don’t remember her name either but IIRC, she was freed by the Fed Appeals court who gave a directed verdict and ordered her freed and no re-trial. Rather unusual assertions as I recall.
111. Georgia Thompson a purchasing agent in Wisconsin was convicted of steering a contract to a company in which 2 executives had contributed the maximum to Democratic Governor Jim Doyle’s re-election campaign. Thompson had been a hire of the previous Republican governor and no evidence was produced at trial that she knew of the contributions. Remanded by the Republican judge who heard the case, she served 4 months of an 18 month sentence before an appeals court overturned her conviction after oral arguments where one judge typified the government’s case as “beyond thin” and ordered her freed the same day. The case was brought by Bush appointed US attorney Steven Biskupic during the campaign and was used in Republican campaign ads to accuse Doyle of corruption
New post: House Deal Reached on Mortgage Write-Down; New Dems Assure Banks Get Theirs
Actually Spitzer was going after the Bush administration for their complicity in this crime. This is from his op-ed in the Washington Post, Feb. 14, 2008:
“Predatory lending was widely understood to present a looming national crisis. This threat was so clear that as New York attorney general, I joined with colleagues in the other 49 states in attempting to fill the void left by the federal government. Individually, and together, state attorneys general of both parties brought litigation or entered into settlements with many subprime lenders that were engaged in predatory lending practices. Several state legislatures, including New York’s, enacted laws aimed at curbing such practices.
“What did the Bush administration do in response? Did it reverse course and decide to take action to halt this burgeoning scourge? As Americans are now painfully aware, with hundreds of thousands of homeowners facing foreclosure and our markets reeling, the answer is a resounding no.
“Not only did the Bush administration do nothing to protect consumers, it embarked on an aggressive and unprecedented campaign to prevent states from protecting their residents from the very problems to which the federal government was turning a blind eye.
When history tells the story of the subprime lending crisis and recounts its devastating effects on the lives of so many innocent homeowners, the Bush administration will not be judged favorably. The tale is still unfolding, but when the dust settles, it will be judged as a willing accomplice to the lenders who went to any lengths in their quest for profits. So willing, in fact, that it used the power of the federal government in an unprecedented assault on state legislatures, as well as on state attorneys general and anyone else on the side of consumers.”
http://www.washingtonpost.com/…..02783.html
One month later he’s outed and resigns.
Spitzer was the only guy in NY going after these crooks. Giethner sure couldn’t be bothered.
I figured from the beginning it was a political hit job.